U.S. Equal Employment Opportunity Commission
Securities and Exchange Commission (SEC)
FY 2011 EEO Complaint Processing Statistics
Outcome of Counselings Completed in FY 2011
| Pre-Complaint Counseling Outcomes |
Completed by EEO Counselor |
Completed Using ADR |
All Completed Counselings |
| # |
% |
# |
% |
# |
% |
| Pre-Complaint Counseling |
14 |
|
5 |
|
19 |
|
| Settlements |
0 |
0% |
1 |
20% |
1 |
5.3% |
| Withdrawals or No Complaints Filed |
5 |
35.7% |
2 |
40% |
7 |
36.8% |
| Complaints Filed* |
|
|
|
|
10 |
52.6% |
| Decision to File Complaint Pending at End of FY |
|
|
|
|
1 |
5.3% |
| *Includes only complaints filed in FY 2011 where counseling was also completed during FY 2011. |
Agency Use of ADR for EEO Dispute Resolution in FY 2011
|
Total Number |
Offer Rate |
Participation Rate |
| Pre-Complaint Counselings |
19 |
31.6% |
26.3% |
| Complaint Closures |
14 |
7.1% |
7.1% |
Bases Most Frequently Alleged in FY 2011
|
Top Basis 1 |
Top Basis 2 |
Top Basis 3 |
| Bases of Alleged Discrimination |
Reprisal |
Age |
Disability (Physical) |
Timeliness in FY 2011
|
Total # |
# Timely |
% Timely |
FY 2010 APD* |
FY 2011 APD* |
% Change |
Govt Wide APD* |
| All Pre-Complaint Counselings (minus remands) |
19 |
19 |
100% |
|
|
|
|
| All Investigations |
3 |
3 |
100% |
195 |
175 |
-10.3% |
183 |
| All Complaint Closures |
14 |
|
|
234 |
228 |
-2.6% |
346 |
| Merit Decisions (no AJ) |
7 |
7 |
100% |
332 |
374 |
12.7% |
429 |
| Dismissal Decisions (no AJ) |
4 |
|
|
158 |
42 |
-73.4% |
73 |
| *APD = Average Processing Days |
Outcomes of Complaints in FY 2011
|
Complaint Closures |
Final Agency Decision (no AJ Decision) |
Final Order (AJ Decision Fully Implemented) |
Final Order (AJ Decision Not Fully Implemented) |
| # |
% |
# |
% |
# |
% |
# |
% |
| Total Complaints Filed |
10 |
|
|
|
|
|
|
|
| Total Closures |
14 |
|
|
|
|
|
|
|
| Settlements |
2 |
14.3% |
|
|
|
|
|
|
| Withdrawals |
1 |
7.1% |
|
|
|
|
|
|
| Total Final Agency Actions |
11 |
78.6% |
11 |
100% |
0 |
0% |
0 |
0% |
|
Dismissals |
4 |
36.4% |
4 |
100% |
0 |
0% |
0 |
0% |
|
Merit Decisions |
7 |
63.6% |
7 |
100% |
0 |
0% |
0 |
0% |
|
|
Finding Discrimination |
0 |
NA% |
0 |
NA% |
0 |
NA% |
0 |
NA% |
|
|
Finding No Discrimination |
7 |
100% |
7 |
100% |
0 |
0% |
0 |
0% |
Costs Associated with EEO Process in FY 2011
|
Total # |
Total Amount |
Average Amount |
| Pre-Complaint Settlements w/ Monetary Benefits |
0 |
$0 |
$0 |
|
ADR Settlements w/ Monetary Benefits |
0 |
$0 |
$0 |
| Investigation Costs |
3 |
$17,858 |
$5,952 |
| Complaint Closures with Monetary Benefits |
2 |
$21,500 |
$10,750 |
|
ADR Settlements w/ Monetary Benefits |
0 |
$0 |
$0 |